Product Governance & Distributor Take-On

Rudolf Wollf Limited (RWL) is authorised and regulated by the UK Financial Conduct Authority (FRN: 468022). RWL is required to meet the new product governance requirements under MiFID II which seek to enhance investor protection by regulating all stages of the financial product / services lifecycle. MiFID II require firms who manufacture and distribute financial instruments, including fund managers and IFAs, to act in the best interests of investors by considering the nature and target market for financial products and services.

RWL is required to undertake due diligence on its appointed IFAs to comply with these new legal requirements. 

(All fields are mandatory)

Name of Company
Principal Place of Business
Is the registered office the same as the principal place of business?

No

Yes

Telephone Number
Email
Password

This will be used for accessing the Members' Area, subject to approval.

Nature of Business
Type of Company

By submitting this form you agree to our Compliance Team contacting you to engage in the Rudolf Wolff Terms of Business.

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Contacts

Tel:  +44 (0) 203 053 3711

info@rudolfwolff.com